| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期货合约提供意见 | 2017-04-27 | - |
| Rep | 就证券提供意见 | 2017-04-27 | - | |
| Rep | 提供资产管理 | 2017-04-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2014-02-14 | 2017-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2012-08-20 | 2013-10-29 |
| Rep | 证券交易 | 2012-08-20 | 2013-10-29 |