| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 证券交易 | 2024-10-02 | - |
| Morgan Stanley Hong Kong Securities Limited | RO | 提供自动化交易服务 | 2024-10-02 | - |
| RO | 期货合约交易 | 2024-10-02 | - | |
| RO | 证券交易 | 2024-10-02 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-11-03 | 2024-10-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2020-11-03 | 2024-10-02 |
| Rep | 期货合约交易 | 2020-11-03 | 2024-10-02 | |
| Rep | 证券交易 | 2020-11-03 | 2024-10-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-09-08 | 2016-09-19 |
| Rep | 证券交易 | 2014-09-08 | 2016-09-19 | |
| Rep | 就期货合约提供意见 | 2014-09-08 | 2020-08-05 | |
| Rep | 期货合约交易 | 2014-09-08 | 2020-08-05 | |
| Macquarie Asia Securities Limited | Rep | 期货合约交易 | 2013-08-28 | 2014-06-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2012-08-28 | 2013-07-24 |
| Rep | 期货合约交易 | 2012-08-28 | 2013-07-24 | |
| Rep | 证券交易 | 2012-08-28 | 2013-07-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2012-08-28 | 2013-07-24 |
已采集记录中暂无金管局登记。