| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就证券提供意见 | 2017-12-04 | - |
| RO | 证券交易 | 2017-12-04 | - | |
| Rep | 证券交易 | 2014-12-10 | 2017-12-04 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-12-10 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-10-10 | 2014-10-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2012-08-28 | 2014-10-31 |