Personnel Hong Kong SFC License Details (ID 1948173)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2025-09-15	-
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	提供资产管理	2022-06-01	2025-03-20
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2019-01-07	2022-05-31
Morgan Stanley Asia Limited	Rep	证券交易	2018-09-03	2018-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2018-09-03	2018-12-06
	Rep	期货合约交易	2018-09-03	2018-12-06
	Rep	证券交易	2018-09-03	2018-12-06
UBS SECURITIES HONG KONG LIMITED	Rep	提供自动化交易服务	2016-12-19	2018-06-02
	Rep	证券交易	2016-12-19	2018-06-02
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2015-08-06	2018-06-02
	Rep	证券交易	2015-08-06	2018-06-02
UBS SECURITIES HONG KONG LIMITED	Rep	提供自动化交易服务	2015-08-06	2016-12-18
	Rep	证券交易	2015-08-06	2016-12-18
INSTINET PACIFIC LIMITED	Rep	就证券提供意见	2013-01-07	2015-07-07
	Rep	提供自动化交易服务	2013-01-07	2015-07-07
	Rep	证券交易	2013-01-07	2015-07-07
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2012-09-03	2013-01-07
	Rep	证券交易	2012-09-03	2013-01-07
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2012-09-03	2013-01-07
	Rep	证券交易	2012-09-03	2013-01-07

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