| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2020-03-30 | 2021-03-26 |
| MACQUARIE CAPITAL LIMITED | Rep | 提供自动化交易服务 | 2017-09-20 | 2019-08-14 |
| Rep | 证券交易 | 2017-09-20 | 2019-08-14 | |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2013-07-04 | 2015-02-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-09-03 | 2012-10-20 |
| Rep | 证券交易 | 2012-09-03 | 2012-10-20 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-09-03 | 2012-10-20 |