| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2022-07-11 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2022-06-17 | - |
| Rep | 证券交易 | 2022-06-17 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-02-18 | 2022-05-31 |
| Rep | 证券交易 | 2020-02-18 | 2022-05-31 | |
| Leonteq Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-09-07 | 2013-04-20 |
| Rep | 证券交易 | 2012-09-07 | 2013-04-20 |