| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Goldhorse Securities Limited | RO | 就证券提供意见 | 2021-07-13 | 2023-07-13 |
| RO | 证券交易 | 2021-07-13 | 2023-07-13 | |
| RJVAN SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-01-22 | 2021-05-08 |
| Rep | 提供资产管理 | 2019-01-22 | 2021-05-08 | |
| RO | 证券交易 | 2019-01-22 | 2021-05-08 | |
| Rep | 证券交易 | 2018-12-10 | 2019-01-22 | |
| SBI E2-Capital Securities Limited | Rep | 证券交易 | 2018-06-07 | 2018-11-09 |
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-05-15 | 2018-05-17 |
| Rep | 证券交易 | 2018-04-23 | 2018-05-17 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-09-12 | 2017-12-22 |