| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2026-05-14 | - |
| RO | 证券交易 | 2026-05-14 | - | |
| Rep | 就机构融资提供意见 | 2025-09-29 | 2026-05-14 | |
| Rep | 证券交易 | 2025-09-29 | 2026-05-14 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2022-12-22 | 2025-06-26 |
| RO | 就证券提供意见 | 2022-12-22 | 2025-06-26 | |
| RO | 证券交易 | 2022-12-22 | 2025-06-26 | |
| Rep | 就机构融资提供意见 | 2020-08-21 | 2022-12-22 | |
| Rep | 就证券提供意见 | 2020-08-21 | 2022-12-22 | |
| Rep | 证券交易 | 2020-08-21 | 2022-12-22 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2020-08-21 | 2024-03-04 |
| Rep | 就证券提供意见 | 2020-08-21 | 2024-03-04 | |
| Rep | 证券交易 | 2020-08-21 | 2024-03-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-03-21 | 2020-07-03 |
| Rep | 就证券提供意见 | 2018-03-21 | 2020-07-03 | |
| Rep | 证券交易 | 2018-03-21 | 2020-07-03 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2015-06-09 | 2018-02-06 |
| Rep | 就证券提供意见 | 2015-06-09 | 2018-02-06 | |
| Rep | 证券交易 | 2015-06-09 | 2018-02-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2012-09-17 | 2013-10-26 |
| Rep | 就证券提供意见 | 2012-09-17 | 2013-10-26 | |
| Rep | 证券交易 | 2012-09-17 | 2013-10-26 |
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