| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2018-09-06 | 2020-09-01 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-06-22 | 2020-09-01 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-12-02 | 2020-09-01 |
| Rep | 证券交易 | 2016-12-02 | 2020-09-01 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2014-09-24 | 2016-01-19 |
| Rep | 证券交易 | 2014-09-24 | 2016-01-19 | |
| Rep | 就机构融资提供意见 | 2012-09-21 | 2012-12-27 | |
| Rep | 证券交易 | 2012-09-21 | 2012-12-27 |