| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2024-03-08 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2022-08-22 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2017-01-25 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-01-25 | - |
| Rep | 证券交易 | 2017-01-25 | 2022-08-22 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-09-27 | 2016-11-21 |
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