| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HONGKONG NEW PORT FUND MANAGEMENT LIMITED | RO | 就证券提供意见 | 2025-03-04 | - |
| TFI Securities and Futures Limited | RO | 就证券提供意见 | 2023-06-29 | 2024-03-28 |
| TFI Asset Management Limited | Rep | 就期货合约提供意见 | 2020-05-27 | 2024-03-28 |
| RO | 就证券提供意见 | 2019-12-09 | 2024-03-28 | |
| TFI Securities and Futures Limited | Rep | 证券交易 | 2019-10-23 | 2024-03-28 |
| TFI Asset Management Limited | Rep | 就证券提供意见 | 2019-10-02 | 2019-12-09 |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2018-07-12 | 2019-06-30 |
| Rep | 就证券提供意见 | 2012-10-08 | 2018-07-12 |