| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-12-28 | 2017-03-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-10-13 | 2017-03-01 |
| Rep | 证券交易 | 2015-10-13 | 2017-03-01 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-12-19 | 2015-10-01 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2012-10-09 | 2015-10-01 |