| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2015-07-31 | 2018-07-02 |
| Rep | 就证券提供意见 | 2015-07-31 | 2018-07-02 | |
| Rep | 证券交易 | 2015-07-31 | 2018-07-02 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2012-10-15 | 2015-07-17 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2012-10-15 | 2015-07-17 |