| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2019-09-20 | 2021-06-11 |
| Rep | 证券交易 | 2019-09-20 | 2021-06-11 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2014-12-18 | 2017-07-01 |
| Rep | 提供资产管理 | 2014-12-18 | 2017-07-01 | |
| DL SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-04-15 | 2013-05-07 |
| Rep | 就机构融资提供意见 | 2012-10-17 | 2013-05-07 | |
| Rep | 就证券提供意见 | 2012-10-17 | 2013-05-07 |