| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pearl International Securities Limited | RO | 就证券提供意见 | 2024-09-30 | - |
| RO | 提供资产管理 | 2024-09-30 | - | |
| RO | 证券交易 | 2024-09-30 | - | |
| Guolian Securities International Capital Co., Limited | RO | 就证券提供意见 | 2024-05-22 | 2024-07-01 |
| RO | 证券交易 | 2023-08-21 | 2024-07-01 | |
| aacat fintech Limited | RO | 证券交易 | 2022-09-27 | 2023-05-01 |
| Future World Securities Investment Limited | RO | 就证券提供意见 | 2020-11-03 | 2022-03-31 |
| RO | 证券交易 | 2020-11-03 | 2022-03-31 | |
| Tongjin Securities Limited | RO | 就期货合约提供意见 | 2020-05-21 | 2020-07-27 |
| RO | 就证券提供意见 | 2020-05-21 | 2020-07-27 | |
| RO | 期货合约交易 | 2020-05-21 | 2020-07-27 | |
| RO | 证券交易 | 2020-05-21 | 2020-07-27 | |
| CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2019-06-18 | 2020-04-15 |
| CENTRAL WEALTH FUTURES LIMITED | RO | 就期货合约提供意见 | 2019-05-14 | 2020-04-15 |
| RO | 期货合约交易 | 2019-05-14 | 2020-04-15 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | 就证券提供意见 | 2019-05-14 | 2020-04-15 |
| RO | 证券交易 | 2017-03-31 | 2020-04-15 | |
| CENTRAL WEALTH FUTURES LIMITED | Rep | 期货合约交易 | 2017-01-03 | 2019-05-14 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 证券交易 | 2017-01-03 | 2017-03-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2015-07-10 | 2016-12-16 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-07-10 | 2016-12-16 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-01-18 | 2015-06-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2012-10-24 | 2015-06-22 |
金管局记录暂时无法加载，请稍后重试。