| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NEW REGION SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-11-08 | - |
| Rep | 提供资产管理 | 2024-11-08 | - | |
| Rep | 证券交易 | 2024-11-08 | - | |
| Rep | 提供资产管理 | 2023-02-13 | 2023-06-06 | |
| Rep | 证券交易 | 2023-02-13 | 2023-06-06 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 证券交易 | 2020-08-26 | 2021-02-23 |
| Rep | 就证券提供意见 | 2020-07-10 | 2021-02-23 | |
| Rep | 提供资产管理 | 2020-07-10 | 2021-02-23 | |
| Xen Capital (HK) Limited | Rep | 就证券提供意见 | 2019-08-06 | 2020-06-29 |
| Rep | 提供资产管理 | 2019-08-06 | 2020-06-29 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-05-21 | 2018-11-15 |
| Rep | 证券交易 | 2018-05-21 | 2018-11-15 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2016-06-21 | 2017-01-16 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-02-23 | 2016-06-13 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-10-30 | 2014-08-18 |
已采集记录中暂无金管局登记。