| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2017-10-26 | - |
| Rep | 就证券提供意见 | 2016-10-07 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-03-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-06-28 | 2017-10-26 |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | 就机构融资提供意见 | 2012-11-05 | 2019-11-30 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2012-11-05 | 2016-03-04 |