| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dingxin (Securities) Limited | RO | 提供资产管理 | 2022-09-20 | - |
| RO | 就证券提供意见 | 2022-02-08 | - | |
| RO | 证券交易 | 2022-02-08 | - | |
| HUNG SING SECURITIES LIMITED | RO | 就证券提供意见 | 2021-01-18 | 2021-09-01 |
| RO | 证券交易 | 2021-01-18 | 2021-09-01 | |
| CSPI Credit Ratings Company Limited | RO | 提供信贷评级服务 | 2018-02-26 | 2020-07-27 |
| Asia Pacific Financial Investment Services Co., Limited | RO | 提供信贷评级服务 | 2017-03-15 | 2017-08-18 |
| Rep | 提供信贷评级服务 | 2016-07-04 | 2017-03-15 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2014-07-04 | 2016-06-10 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-11-05 | 2014-05-23 |