Personnel Hong Kong SFC License Details (ID 1976587)

Personnel Hong Kong SFC License Details (ID 1976587)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2025-09-10	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	证券交易	2025-09-10	-
CHINA CIFCO SECURITIES CO., LIMITED	Rep	就证券提供意见	2021-12-09	2025-08-06
	Rep	证券交易	2021-12-09	2025-08-06
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	期货合约交易	2021-10-19	2025-08-06
Huatai (Hong Kong) Futures Limited	Rep	期货合约交易	2020-12-02	2021-07-02
Open Securities Limited	RO	期货合约交易	2020-08-17	2020-11-23
	Rep	就证券提供意见	2020-07-23	2020-11-23
	Rep	证券交易	2020-07-23	2020-11-23
	Rep	期货合约交易	2020-07-13	2020-08-17
ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED	RO	期货合约交易	2019-09-03	2020-03-27
Hao Tian International Securities Limited	Rep	证券交易	2018-05-16	2019-06-06
Hao Tian International Futures Limited	RO	期货合约交易	2018-05-09	2019-06-06
	Rep	期货合约交易	2017-10-23	2018-05-09
GF FUTURES (HONG KONG) CO., LIMITED	Rep	期货合约交易	2015-04-20	2017-08-04
GOLDEN MOUNTAIN FINANCIAL LIMITED	Rep	证券交易	2014-05-09	2015-01-23
	Rep	期货合约交易	2013-08-07	2015-01-23
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2012-11-06	2013-01-09