| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | Rep | 证券交易 | 2018-02-08 | 2019-02-22 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2014-01-24 | 2018-01-22 |
| Rep | 证券交易 | 2014-01-24 | 2018-01-22 | |
| Rep | 期货合约交易 | 2013-05-30 | 2013-12-12 | |
| Rep | 证券交易 | 2013-05-30 | 2013-12-12 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-03-26 | 2013-05-10 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2012-12-17 | 2013-03-15 |
| Rep | 证券交易 | 2012-11-16 | 2013-03-15 |