| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XHK Limited | RO | 期货合约交易 | 2024-12-23 | - |
| RO | 证券交易 | 2024-12-23 | - | |
| Arta Asset Management Limited | RO | 证券交易 | 2023-05-23 | 2024-10-28 |
| Arta Global Futures Limited | RO | 期货合约交易 | 2023-05-23 | 2024-10-28 |
| ARTA GLOBAL MARKETS LIMITED | RO | 证券交易 | 2023-05-23 | 2024-10-28 |
| Arta Asset Management Limited | Rep | 证券交易 | 2023-02-07 | 2023-05-23 |
| Rep | 就证券提供意见 | 2023-02-07 | 2024-10-28 | |
| Rep | 提供资产管理 | 2023-02-07 | 2024-10-28 | |
| Arta Global Futures Limited | Rep | 期货合约交易 | 2023-02-07 | 2023-05-23 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2023-02-07 | 2023-05-23 |
| Rep | 就证券提供意见 | 2023-02-07 | 2024-10-28 | |
| Rep | 提供资产管理 | 2023-02-07 | 2024-10-28 | |
| XHK Limited | RO | 证券交易 | 2021-05-27 | 2023-01-15 |
| RO | 期货合约交易 | 2020-07-22 | 2023-01-15 | |
| Rep | 期货合约交易 | 2019-03-14 | 2020-07-22 | |
| Rep | 证券交易 | 2019-03-14 | 2021-05-27 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2018-03-13 | 2018-07-13 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2018-03-13 | 2018-07-13 |
| Hao Tian Asset Management Limited | Rep | 提供资产管理 | 2017-10-03 | 2018-01-10 |
| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2017-08-30 | 2018-01-10 |
| Hao Tian International Securities Limited | Rep | 证券交易 | 2017-05-04 | 2018-01-10 |
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2015-11-23 | 2017-03-16 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2012-11-19 | 2015-11-12 |
已采集记录中暂无金管局登记。