| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2021-03-30 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-12-16 | - |
| Rep | 期货合约交易 | 2020-12-16 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-11-30 | - |
| Rep | 证券交易 | 2020-11-30 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-11-14 | 2020-11-09 |
| Rep | 证券交易 | 2017-11-14 | 2020-11-09 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2012-11-21 | 2017-10-13 |
| Rep | 证券交易 | 2012-11-21 | 2017-10-13 |