| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2026-11-02 | - |
| Rep | 证券交易 | 2026-11-02 | - | |
| Eddid Securities and Futures Limited | RO | 证券交易 | 2023-08-30 | 2026-01-11 |
| Rep | 就证券提供意见 | 2019-04-18 | 2026-01-11 | |
| RO | 提供资产管理 | 2018-09-06 | 2026-01-11 | |
| Forwin Capital Management Limited | RO | 就证券提供意见 | 2018-03-13 | 2018-03-22 |
| RO | 提供资产管理 | 2018-03-13 | 2018-03-22 | |
| Guo Tong Capital Management Company Limited | RO | 就证券提供意见 | 2017-01-18 | 2018-01-01 |
| RO | 提供资产管理 | 2017-01-18 | 2018-01-01 | |
| Rep | 就证券提供意见 | 2016-12-15 | 2017-01-18 | |
| Rep | 提供资产管理 | 2016-12-15 | 2017-01-18 | |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 就证券提供意见 | 2015-10-19 | 2016-12-13 |
| Rep | 提供资产管理 | 2015-10-19 | 2016-12-13 | |
| WING FUNG FUTURES LIMITED | Rep | 期货合约交易 | 2014-05-08 | 2015-09-12 |
| WING FUNG SECURITIES LIMITED | Rep | 证券交易 | 2014-05-08 | 2015-09-12 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-01-02 | 2014-04-21 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就证券提供意见 | 2014-01-02 | 2014-04-21 |
| Rep | 证券交易 | 2014-01-02 | 2014-04-21 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2012-12-06 | 2013-12-11 |
| Rep | 期货合约交易 | 2012-12-06 | 2013-12-11 | |
| Rep | 证券交易 | 2012-12-06 | 2013-12-11 |
已采集记录中暂无金管局登记。