| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2026-02-02 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2026-02-02 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2022-04-11 | 2025-12-16 |
| Rep | 证券交易 | 2022-04-11 | 2025-12-16 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2022-04-11 | 2025-12-16 |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2021-10-25 | 2022-03-18 |
| Rep | 证券交易 | 2021-10-25 | 2022-03-18 | |
| BOB International Asset Management Company Limited | Rep | 提供资产管理 | 2018-04-17 | 2021-09-24 |
| Rep | 就证券提供意见 | 2018-03-08 | 2021-09-24 | |
| Rep | 证券交易 | 2018-03-08 | 2021-09-24 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2013-07-04 | 2017-08-01 |
| Rep | 证券交易 | 2013-07-04 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2012-12-10 | 2018-02-14 |
| Rep | 就证券提供意见 | 2012-12-10 | 2018-02-14 | |
| Rep | 期货合约交易 | 2012-12-10 | 2018-02-14 | |
| Rep | 证券交易 | 2012-12-10 | 2018-02-14 |
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