Personnel Hong Kong SFC License Details (ID 1998970)

Personnel Hong Kong SFC License Details (ID 1998970)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Advent Securities (Hong Kong) Limited	RO	证券交易	2022-04-21	2022-05-10
	RO	证券交易	2020-05-19	2021-03-31
	Rep	证券交易	2020-04-15	2020-05-19
MODERN INNOVATIVE SECURITIES LIMITED	Rep	期货合约交易	2017-12-06	2020-04-01
	Rep	证券交易	2017-12-06	2020-04-01
KAISER FUTURES LIMITED	Rep	期货合约交易	2017-10-26	2017-11-19
KAISER SECURITIES LIMITED	Rep	证券交易	2017-10-26	2017-11-19
DAKIN SECURITIES LIMITED	Rep	期货合约交易	2017-05-19	2017-09-29
	Rep	证券交易	2017-05-19	2017-09-29
KGI ASIA LIMITED	Rep	证券交易	2016-09-12	2017-05-05
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2016-09-12	2017-05-05
Black Marble Securities Limited	Rep	证券交易	2015-10-06	2016-09-02
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2013-04-29	2015-09-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2013-03-14	2015-09-22
RaffAello Securities (HK) Limited	Rep	证券交易	2012-12-21	2013-02-11