| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 期货合约交易 | 2025-06-25 | 2026-04-22 |
| RO | 证券交易 | 2025-06-25 | 2026-04-30 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 证券交易 | 2025-06-25 | 2026-04-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2018-10-15 | 2024-12-13 |
| Rep | 期货合约交易 | 2018-10-15 | 2025-06-25 | |
| Rep | 证券交易 | 2018-10-15 | 2025-06-25 | |
| Rep | 就证券提供意见 | 2016-08-17 | 2017-08-29 | |
| Rep | 证券交易 | 2016-08-17 | 2017-08-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-12-27 | 2016-05-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-12-27 | 2016-05-06 |