| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2025-05-29 | - |
| RO | 证券交易 | 2025-05-29 | - | |
| Rep | 就证券提供意见 | 2018-04-06 | 2025-05-29 | |
| Rep | 证券交易 | 2018-03-08 | 2025-05-29 | |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | RO | 证券交易 | 2017-11-10 | 2018-02-26 |
| Rep | 证券交易 | 2016-12-30 | 2017-11-10 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2016-10-11 | 2016-12-30 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-01-16 | 2016-09-13 |