| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2021-11-12 | - |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2018-05-16 | - |
| Rep | 证券交易 | 2018-04-16 | - | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-07-10 | 2018-04-09 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2015-07-10 | 2018-04-09 |
| Rifa Futures Limited | Rep | 期货合约交易 | 2013-01-18 | 2015-06-27 |
| Rifa Securities Limited | Rep | 证券交易 | 2013-01-18 | 2015-06-27 |