| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2025-03-28 | - |
| Rep | 证券交易 | 2025-03-28 | - | |
| CMB International Global Markets Limited | Rep | 证券交易 | 2025-03-28 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2025-03-28 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-06-22 | 2022-06-27 |
| Rep | 就证券提供意见 | 2021-06-22 | 2022-06-27 | |
| Rep | 证券交易 | 2021-06-22 | 2022-06-27 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2014-08-20 | 2021-05-31 |
| Rep | 就证券提供意见 | 2013-01-24 | 2021-05-31 | |
| Rep | 证券交易 | 2013-01-24 | 2021-05-31 |