| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-07-10 | - |
| Rep | 证券交易 | 2025-07-10 | - | |
| AUREUM INFINITY CAPITAL LIMITED | Rep | 就证券提供意见 | 2022-08-29 | 2025-04-30 |
| Rep | 提供资产管理 | 2022-08-29 | 2025-04-30 | |
| Rep | 证券交易 | 2022-08-29 | 2025-04-30 | |
| AP Capital Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2020-09-21 | 2022-06-30 |
| Rep | 就证券提供意见 | 2020-09-21 | 2022-06-30 | |
| Rep | 提供资产管理 | 2019-10-02 | 2022-06-30 | |
| Rep | 期货合约交易 | 2019-10-02 | 2022-06-30 | |
| Rep | 证券交易 | 2019-09-20 | 2022-06-30 | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2018-07-18 | 2019-08-30 |