| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2014-09-10 | 2020-12-14 |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2013-09-06 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2013-02-01 | 2013-09-23 |
| Rep | 证券交易 | 2013-02-01 | 2014-03-20 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-02-01 | 2014-03-20 |
| Rep | 证券交易 | 2013-02-01 | 2014-03-20 |