| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 期货合约交易 | 2015-05-21 | - |
| Rep | 证券交易 | 2015-05-21 | - | |
| Rep | 杠杆式外汇交易 | 2015-05-21 | - | |
| Interactive Brokers LLC | Rep | 杠杆式外汇交易 | 2014-11-17 | 2016-12-31 |
| Rep | 期货合约交易 | 2014-09-19 | 2016-12-31 | |
| Rep | 证券交易 | 2014-08-15 | 2016-12-31 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2014-06-23 | 2014-07-31 |
| Scottrade (Hong Kong) Limited | Rep | 证券交易 | 2013-02-01 | 2013-12-31 |