| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期货合约提供意见 | 2013-09-11 | 2015-06-30 |
| Rep | 就证券提供意见 | 2013-09-11 | 2015-06-30 | |
| Rep | 期货合约交易 | 2013-09-11 | 2015-06-30 | |
| Rep | 证券交易 | 2013-09-11 | 2015-06-30 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2013-02-01 | 2013-04-20 |
| Rep | 期货合约交易 | 2013-02-01 | 2013-04-20 |