| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2015-10-20 | 2015-12-15 |
| Rep | 证券交易 | 2015-10-20 | 2015-12-15 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就机构融资提供意见 | 2013-07-17 | 2015-09-30 |
| RO | 就证券提供意见 | 2013-07-17 | 2015-09-30 | |
| RO | 证券交易 | 2013-07-17 | 2015-09-30 | |
| Rep | 就机构融资提供意见 | 2013-02-04 | 2013-07-17 | |
| Rep | 就证券提供意见 | 2013-02-04 | 2013-07-17 | |
| Rep | 证券交易 | 2013-02-04 | 2013-07-17 |