| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Swiss China Capital Limited | Rep | 证券交易 | 2017-08-16 | 2019-07-25 |
| Rep | 就证券提供意见 | 2017-08-16 | 2022-10-05 | |
| Rep | 提供资产管理 | 2017-08-16 | 2022-10-05 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-20 | 2015-10-17 |
| Rep | 证券交易 | 2013-02-07 | 2015-10-17 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2013-02-07 | 2013-08-31 |
| Rep | 证券交易 | 2013-02-07 | 2013-08-31 |