| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2016-06-20 | 2017-04-07 |
| Rep | 证券交易 | 2016-06-20 | 2017-04-07 | |
| GAINWELL SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2015-09-08 | 2016-05-31 |
| RO | 证券交易 | 2015-09-08 | 2016-05-31 | |
| Rep | 提供资产管理 | 2014-09-26 | 2016-05-31 | |
| Rep | 就证券提供意见 | 2013-02-07 | 2015-09-08 | |
| Rep | 证券交易 | 2013-02-07 | 2015-09-08 |