| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2016-02-01 | 2019-12-13 |
| RO | 证券交易 | 2016-02-01 | 2019-12-13 | |
| Newedge Broker Hong Kong Limited | RO | 期货合约交易 | 2014-02-28 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2014-02-28 | 2016-04-29 |
| RO | 证券交易 | 2014-02-28 | 2016-04-29 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2013-02-22 | 2014-02-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2013-02-22 | 2014-02-28 |
| Rep | 证券交易 | 2013-02-22 | 2014-02-28 |