| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2017-03-06 | 2017-11-22 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2017-03-06 | 2017-11-22 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2014-06-06 | 2017-11-22 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-06-06 | 2017-11-22 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2013-02-22 | 2014-05-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2013-02-22 | 2014-05-23 |