| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hong Tai Securities Limited | RO | 就证券提供意见 | 2018-07-26 | - |
| RO | 提供资产管理 | 2017-08-04 | - | |
| RO | 证券交易 | 2017-08-04 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-24 | 2016-12-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2013-03-01 | 2016-12-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-03-01 | 2016-12-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2013-03-01 | 2016-12-01 |