| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | RO | 就证券提供意见 | 2018-01-16 | - |
| RO | 证券交易 | 2018-01-16 | - | |
| Rep | 就证券提供意见 | 2015-04-24 | 2018-01-16 | |
| Rep | 证券交易 | 2015-04-24 | 2018-01-16 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2015-03-31 |
| Rep | 证券交易 | 2013-03-19 | 2015-03-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2013-03-19 | 2013-08-31 |
| Rep | 证券交易 | 2013-03-19 | 2013-08-31 |