| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CBH Asia Limited | Rep | 就证券提供意见 | 2018-06-13 | 2020-01-17 |
| Rep | 提供资产管理 | 2018-06-13 | 2020-01-17 | |
| Rep | 证券交易 | 2018-06-13 | 2020-01-17 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2014-12-02 | 2015-09-12 |
| Rep | 期货合约交易 | 2014-12-02 | 2015-09-12 | |
| Rep | 就证券提供意见 | 2014-10-08 | 2015-09-12 | |
| Rep | 证券交易 | 2014-10-08 | 2015-09-12 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2013-03-28 | 2014-09-13 |