| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROCKPOOL CAPITAL LIMITED | Rep | 就证券提供意见 | 2019-12-27 | 2022-06-30 |
| Rep | 提供资产管理 | 2019-12-27 | 2022-06-30 | |
| Rep | 证券交易 | 2019-12-27 | 2022-06-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-03-24 | 2019-06-03 |
| Rep | 期货合约交易 | 2014-03-24 | 2019-06-03 | |
| Rep | 就期货合约提供意见 | 2013-04-05 | 2014-03-09 | |
| Rep | 就证券提供意见 | 2013-04-05 | 2014-03-09 | |
| Rep | 期货合约交易 | 2013-04-05 | 2014-03-09 | |
| Rep | 证券交易 | 2013-04-05 | 2014-03-09 |