| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited | Rep | 就机构融资提供意见 | 2023-01-11 | 2023-07-28 |
| REDWOOD ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2021-07-13 | 2021-12-31 |
| Rep | 提供资产管理 | 2021-07-13 | 2021-12-31 | |
| Rep | 证券交易 | 2021-06-29 | 2021-12-31 | |
| VMS Securities Limited | Rep | 就机构融资提供意见 | 2017-11-21 | 2021-05-28 |
| Rep | 证券交易 | 2017-11-21 | 2021-05-28 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-04-11 | 2013-07-29 |
| Rep | 证券交易 | 2013-04-11 | 2013-07-29 |