| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SKYVAST SECURITIES LIMITED | RO | 证券交易 | 2026-06-23 | - |
| Yellow River Securities Limited | Rep | 证券交易 | 2026-01-20 | 2026-03-15 |
| CMBC International Capital Limited | Rep | 就机构融资提供意见 | 2024-03-14 | 2025-11-11 |
| Rep | 证券交易 | 2024-03-14 | 2025-11-11 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2021-06-24 | 2023-11-29 |
| CMBC SECURITIES COMPANY LIMITED | RO | 证券交易 | 2020-06-15 | 2025-11-11 |
| Rep | 证券交易 | 2020-03-30 | 2020-06-15 | |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 证券交易 | 2017-12-05 | 2020-03-12 |
| Rep | 证券交易 | 2017-02-17 | 2017-12-05 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-06-20 | 2015-07-20 |
| Rep | 证券交易 | 2013-04-18 | 2017-02-06 |
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