| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2025-02-05 | - |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2018-11-27 | - |
| Rep | 证券交易 | 2016-02-23 | - | |
| Rep | 就机构融资提供意见 | 2016-02-23 | 2018-11-27 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2013-04-18 | 2013-10-18 |