| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Capital Limited | Rep | 就机构融资提供意见 | 2014-01-10 | 2015-01-15 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2013-12-04 | 2015-01-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-04-24 | 2013-09-06 |