| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | Rep | 就期货合约提供意见 | 2020-11-10 | 2022-02-18 |
| Rep | 提供资产管理 | 2018-09-26 | 2022-02-18 | |
| Rep | 就证券提供意见 | 2014-06-23 | 2022-02-18 | |
| Rep | 证券交易 | 2014-06-23 | 2022-02-18 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2013-05-06 | 2014-06-09 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2013-05-06 | 2014-06-09 |