| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | 就期货合约提供意见 | 2024-09-20 | - |
| RO | 就证券提供意见 | 2024-09-20 | - | |
| RO | 提供资产管理 | 2024-09-20 | - | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | 就证券提供意见 | 2024-09-20 | - |
| RO | 提供资产管理 | 2024-09-20 | - | |
| RO | 证券交易 | 2024-09-20 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2022-04-20 | 2024-09-20 |
| Rep | 就证券提供意见 | 2022-04-20 | 2024-09-20 | |
| Rep | 提供资产管理 | 2022-04-20 | 2024-09-20 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2022-04-20 | 2024-09-20 |
| Rep | 提供资产管理 | 2022-04-20 | 2024-09-20 | |
| Rep | 证券交易 | 2022-04-20 | 2024-09-20 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2021-10-11 | 2022-02-21 |
| Rep | 提供资产管理 | 2021-10-11 | 2022-02-21 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-10-11 | 2022-02-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2016-06-07 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2016-06-07 | 2020-12-09 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2015-06-05 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供资产管理 | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2013-05-13 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-05-13 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2013-05-13 | 2021-09-21 |
| Rep | 证券交易 | 2013-05-13 | 2021-09-21 |
已采集记录中暂无金管局登记。