| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HENYEP SECURITIES LIMITED | RO | 证券交易 | 2026-07-06 | - |
| Rockflow Securities Limited | RO | 就证券提供意见 | 2024-07-12 | 2026-04-27 |
| RO | 提供资产管理 | 2024-07-12 | 2026-04-27 | |
| RO | 证券交易 | 2024-07-12 | 2026-04-27 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2024-01-04 | 2024-02-23 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2023-12-15 | 2024-02-23 |
| Constance Capital Limited (HK) | RO | 就证券提供意见 | 2023-03-22 | 2023-10-11 |
| RO | 提供资产管理 | 2023-03-22 | 2023-10-11 | |
| RO | 证券交易 | 2021-06-21 | 2023-10-11 | |
| Rep | 证券交易 | 2021-06-15 | 2021-06-21 | |
| CIF Securities Futures Limited | RO | 证券交易 | 2020-01-30 | 2021-05-31 |
| Rep | 证券交易 | 2018-10-26 | 2020-01-30 | |
| RO | 期货合约交易 | 2018-10-26 | 2021-05-31 | |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | 期货合约交易 | 2018-07-16 | 2019-03-13 |
| CIF Global Markets (HK) Limited | Rep | 杠杆式外汇交易 | 2017-10-25 | 2020-03-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | 期货合约交易 | 2016-09-20 | 2018-07-16 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-10-27 | 2016-09-08 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-10-22 | 2016-09-08 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期货合约交易 | 2013-05-16 | 2015-04-17 |
已采集记录中暂无金管局登记。