| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2021-09-30 | 2023-06-30 |
| RO | 证券交易 | 2021-09-30 | 2023-06-30 | |
| Rep | 期货合约交易 | 2021-01-07 | 2021-09-30 | |
| Rep | 证券交易 | 2021-01-07 | 2021-09-30 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-05-20 | 2020-11-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-05-20 | 2020-11-03 |